Compliance

About AlphaGrep Investment Management AlphaGrep Investment Management Private Limited (AlphaGrep IM) is a Quantitative Investment Management firm offering regulated funds, Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Investment Advisory services to domestic and global clients. AlphaGrep IM is the brainchild of the team at AlphaGrep, a SEBI-regulated broker and multi-asset proprietary trading firm focused on quantitative trading across more than 20 global exchanges. We are looking for a bright and resourceful individual to join our Compliance team in Mumbai . Role Function: Compliance Business Coverage: AIF | PMS | Investment Advisory Experience: 3–5 years Location: BKC, Mumbai Reporting To: Head – Compliance About the Role We are looking for a Compliance professional to join our Compliance team and independently manage regulatory compliance for the organisation's SEBI-regulated Alternative Investment Fund (AIF), Portfolio Management Services (PMS), and Investment Advisory (IA) businesses. The ideal candidate should have strong practical knowledge of SEBI regulations applicable to AIF, PMS and Investment Advisers, with the ability to independently identify regulatory requirements and translate them into actionable compliance processes. Key Responsibilities 1. Regulatory Compliance – AIF, PMS IA Monitor and ensure compliance with applicable SEBI regulations, circulars, notifications, guidelines and regulatory directions relating to AIF, PMS and Investment Advisory businesses. Track regulatory developments and assess their applicability and impact on the business. Maintain and update the regulatory compliance calendar and ensure timely completion of regulatory requirements. Provide regulatory guidance to business, investment, operations and other internal teams. 2. AIF, PMS Advisory-Specific Compliance Review compliance requirements relating to AIF scheme/PPM documentation, investment restrictions, disclosures, investor reporting and